At a Glance

At a Glance


1

 

List of Features

Category Features IARD Form PF
Data Warehouse Process data file from multiple internal sources X
Process data file from multiple external sources X
Process data stream from multiple internal sources X
Process data stream from multiple external sources X
Rule Designer Periodic filing for large Hedge Fund advisers   x
  Periodic filing for large Liquidity Fund advisers   x
  Periodic filing for large Private Equity Fund advisers   x
  Periodic filing for other Hedge Fund advisers   x
  Periodic filing for other Liquidity Fund advisers   x
  Periodic filing for other Private Equity Fund advisers   x
  Periodic filing for other types of Private Fund advisers   x
Forms Manager Ability to generate Form PF & ADV with amendments   x
  Fiscal year wise forms data storage   x
  Ability to complete individual forms sections assigned to different users through wizard   x
  Work flow enabled form generation   x
  Use dashboard to track progress of forms and tasks related to it   x
  Running form preview in PDF   x
  Mock filing   x
Reports Task pending   x
  Task overdue   x
  Forms created   x
  Mock filing Summary   x
  Forms generated   x
  Forms due for signature   x
e-File Perform automated Form field calculations   x
  Send Forms to PFRD/IARD   x
  Import PFRD/IARD response   x
  Follow-up with PFRD/IARD   x
Evidence Manager Manage documents related to each form filing   x
  Manage documents related to future IARD follow-up   x
Other Dodd-Frank News   x
  Form PF News   x